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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NORTHWESTERN MUTUAL Service code 26 611 E. WISCONSIN AVE · MILWAUKEE, WI 53202 | Advisory (Participants) | $30,500 |
ASCENSUS LLC2 years Filed as: ASCENSUS Service code 13 · EIN 11-3665754 | Contract Administrator | $29,266 |
THE BENEFIT PRACTICE2 years Service code 15 · EIN 13-4144565 | Recordkeeping | $24,064 |
Filed as: DOUGLAS LANE & ASSOCIATES, LLC Service code 50 · EIN 81-0698246 | Direct Payment | $13,809 |
Filed as: ENVESTNET RETIREMENT SOLUTIONS Service code 50 1801 CALIFORNIA STREET · DENVER, CO 80202 | Direct Payment | $6,336 |
TD AMERITRADE, INC.2 years Filed as: TD AMERITRADE Service code 50 · EIN 82-0543156 | Direct Payment | $200 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $125,294 | $73,102+71.4% | $123,553+1.4% | $56,289+122.6% |
| Participation rate | 100.0% | 74.3%+25.7pp | 82.3%+17.7pp | 69.9%+30.1pp |
| Annual return | -6.61% | 3.01%-9.6pp | 119.21%-125.8pp | -9.96%+3.4pp |
| Employer contribution / active EE | $7,134 | $2,977+139.6% | $4,628+54.1% | $2,111+237.9% |
| Participant deferral / active EE | $5,158 | $5,423-4.9% | $6,426-19.7% | $3,350+54.0% |
| Admin fee / account holder | $306 | $554-44.7% | $9,284-96.7% | $521-41.2% |