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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH Service code 26 · EIN 13-5674085 200 PARK AVENUE 13TH FLOOR · NY, NY 10166 | Advisory (Participants) | $35,020 |
ISRAEL GELMAN1+ years Service code 14 · EIN 11-3237992 31-36 88TH STREET · JACKSON HEIGHTS, NY 11369 | Plan Administrator | $20,531 |
MLF CONSULTING GROUP INC1+ years Service code 11 · EIN 04-3629856 181 SOUTH FRANKLIN AVE SUITE 202 · VALLEY STREAM, NY 11581 | Actuarial | $12,750 |
PROSKY AND ROSENFELD LLP1+ years Service code 10 · EIN 11-3017105 300 GARDEN CITY PLAZA SUITE 148 · GARDEN CITY, NY 11530 | Accounting | $8,300 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
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Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $23,170 | $52,467-55.8% | $57,196-59.5% | $55,167-58.0% |
| Participation rate | 100.0% | 75.8%+24.2pp | 75.3%+24.7pp | 69.0%+31.0pp |
| Annual return | -1.28% | 7.72%-9.0pp | 14.59%-15.9pp | 169.23%-170.5pp |
| Employer contribution / active EE | $4,000 | $2,477+61.5% | $2,683+49.1% | $1,963+103.8% |
| Participant deferral / active EE | $0 | $2,830-100.0% | $3,096-100.0% | $3,054-100.0% |
| Admin fee / account holder | $447 | $269+66.3% | $3,141-85.8% | $504-11.2% |