Retirement plan

EMPLOYEE BENEFIT PLAN OF 1992 INTERNATIONAL LTD. DBA/ SUTTON ASSOCIATES, INC.

Name: 1992 INTERNATIONAL LTD. DBA/ SUTTON ASSOCIATES, INC. - EMPLOYEE BENEFIT PLAN OF 1992 INTERNATIONAL LTD. DBA/ SUTTON ASSOCIATES, INC. (2020) Form 5500
Creator: 1992 INTERNATIONAL LTD. DBA/ SUTTON ASSOCIATES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, EMPLOYEE BENEFIT PLAN OF 1992 INTERNATIONAL LTD. DBA/ SUTTON ASSOCIATES, INC., 1992 INTERNATIONAL LTD. DBA/ SUTTON ASSOCIATES, INC.

1992 INTERNATIONAL LTD. DBA/ SUTTON ASSOCIATES, INC.EIN 11-3004076Plan #001PY 2020

6 WILLIS AVE - SYOSSET, NY 117913703516-935-6650

Prospect flagsHigh feesLow fidelity bond

How to read this page

Total assets (EOY)

$392K

+27.2% from 2019

Total participants

0.0% from 2019

Average account balance

$49,059

+43.2% from 2019

Annual return

15.62%

-2.41 pp from 2019

Benchmarks

See 102,105 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants<25

Cohort102,105 peers

Snapshot2020

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$674K

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$56K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

150.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$86K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$11K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+35.37%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$13831

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2F2G2T3D

Plan features

2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
ComplianceLow fidelity bond
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).

Expense breakdown

Schedule H Part II

Admin total

$10K

$1968 / participant

Other / not subdivided$10K100.0%

% of EOY assets

2.507%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$49,059

$209,428-76.6%

$178,498-72.5%

$158,950-69.1%

Participation rate

80.0%

86.4%-6.4pp

81.9%-1.9pp

82.0%-2.0pp

Annual return

15.62%

188.78%-173.2pp

151.09%-135.5pp

302.91%-287.3pp

Employer contribution / active EE

$1,789

$5,707-68.6%

$5,011-64.3%

$4,762-62.4%

Participant deferral / active EE

$7,335

$5,955+23.2%

$5,202+41.0%

$5,983+22.6%

Admin fee / account holder

$1,230

$17,077-92.8%

$13,985-91.2%

$11,248-89.1%

EMPLOYEE BENEFIT PLAN OF 1992 INTERNATIONAL LTD. DBA/ SUTTON ASSOCIATES, INC.

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

EMPLOYEE BENEFIT PLAN OF 1992 INTERNATIONAL LTD. DBA/ SUTTON ASSOCIATES, INC.

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion