Filed January 24, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY5+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $33,696 |
MORGAN STANLEY SMITH BARNEY5+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 49 · EIN 26-4310632 | Other Services | $10,901 |
Filed as: ASSOCIATED PENSION CONSULTANTS, INC Service code 13 · EIN 11-3271022 111 EXPRESS STREET · PLAINVIEW, NY 11803 | Contract Administrator | $4,562 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $14,717 | $62,928-76.6% | $172,739-91.5% | $67,579-78.2% |
| Participation rate | 75.8% | 64.5%+11.4pp | 82.6%-6.8pp | 71.3%+4.6pp |
| Annual return | 16.29% | 30.36%-14.1pp | 802.84%-786.5pp | 378.56%-362.3pp |
| Employer contribution / active EE | $339 | $1,636-79.3% | $5,143-93.4% | $2,148-84.2% |
| Participant deferral / active EE | $839 | $2,145-60.9% | $5,198-83.9% | $3,539-76.3% |
| Admin fee / account holder | $126 | $167-24.5% | $13,954-99.1% | $142-11.6% |