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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 49 · EIN 26-4310632 | Other Services | $40,405 |
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $320 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $131,800 | $55,002+139.6% | $59,899+120.0% | $56,289+134.2% |
| Participation rate | 52.1% | 75.9%-23.8pp | 74.7%-22.6pp | 69.9%-17.7pp |
| Annual return | 10.38% | 1.13%+9.2pp | 3.46%+6.9pp | -9.96%+20.3pp |
| Employer contribution / active EE | $2,232 | $2,448-8.8% | $2,723-18.0% | $2,111+5.7% |
| Participant deferral / active EE | $1,924 | $3,121-38.4% | $3,402-43.5% | $3,350-42.6% |
| Admin fee / account holder | $3 | $236-98.8% | $3,592-99.9% | $521-99.5% |