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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 49 · EIN 26-4310632 1 NEW YORK PLAZA, FL 12 · NEW YORK, NY 10004 | Other Services | $0 |
MORNINGSTAR2 years Service code 27 · EIN 36-3297908 22 WEST WASHINGTON STREET · CHICAGO, IL 60602 | Advisory (Plan) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,865 | $64,909-43.2% | $82,312-55.2% | $62,293-40.8% |
| Participation rate | 35.2% | 74.9%-39.7pp | 76.9%-41.7pp | 69.5%-34.3pp |
| Annual return | 17.94% | 21.18%-3.2pp | 25.88%-7.9pp | 28.90%-11.0pp |
| Employer contribution / active EE | $0 | $1,676-100.0% | $2,428-100.0% | $2,042-100.0% |
| Participant deferral / active EE | $1,643 | $3,103-47.1% | $3,706-55.7% | $3,169-48.2% |
| Admin fee / account holder | $12 | $440-97.4% | $5,608-99.8% | $479-97.6% |