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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 61 · EIN 04-3523567 | Finders' fees / placement fees | $42,884 |
WELLS FARGO BANK, N.A.1 year Filed as: WELLS FARGO CLEARING SERVICES LLC Service code 55 · EIN 23-2384840 | Other Commissions | $35,101 |
Service code 37 · EIN 04-2647786 | Loan Processing | $544 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,704 | $63,314+2.2% | $91,004-28.9% | $62,293+3.9% |
| Participation rate | 62.5% | 73.3%-10.8pp | 75.6%-13.1pp | 69.5%-7.0pp |
| Annual return | 16.84% | 21.00%-4.2pp | 4.60%+12.2pp | 28.90%-12.1pp |
| Employer contribution / active EE | $693 | $1,807-61.7% | $2,456-71.8% | $2,042-66.1% |
| Participant deferral / active EE | $1,610 | $2,944-45.3% | $3,548-54.6% | $3,169-49.2% |
| Admin fee / account holder | $29 | $468-93.9% | $5,417-99.5% | $479-94.0% |