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| Provider | Service type | Compensation |
|---|---|---|
Filed as: OLD SLIP REGISTERED INVEST ADVISOR Service code 27 40 WALL STREET FLOOR 28 · NEW YORK, NY 10005 | Advisory (Plan) | $55,000 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: JP MORGAN INVEST HOLDINGS LLC Service code 64 · EIN 13-2624428 | Recordkeeping Fees | $560 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $105,238 | $79,519+32.3% | $95,964+9.7% | $73,412+43.4% |
| Participation rate | 79.1% | 81.2%-2.1pp | 77.1%+2.0pp | 72.2%+6.9pp |
| Annual return | 14.02% | 19.20%-5.2pp | 91.64%-77.6pp | 59.30%-45.3pp |
| Employer contribution / active EE | $1,768 | $2,048-13.7% | $2,541-30.4% | $2,234-20.8% |
| Participant deferral / active EE | $5,505 | $4,138+33.0% | $4,167+32.1% | $3,806+44.6% |
| Admin fee / account holder | $136 | $184-26.3% | $6,797-98.0% | $158-14.0% |