Retirement plan

NORTH SHORE ANIMAL LEAGUE AMERICA 401K PLAN

Name: NORTH SHORE ANIMAL LEAGUE AMERICA, INC. - NORTH SHORE ANIMAL LEAGUE AMERICA 401K PLAN (2016) Form 5500
Creator: NORTH SHORE ANIMAL LEAGUE AMERICA, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, NORTH SHORE ANIMAL LEAGUE AMERICA 401K PLAN, NORTH SHORE ANIMAL LEAGUE AMERICA, INC.

NORTH SHORE ANIMAL LEAGUE AMERICA, INC.EIN 11-1666852Plan #004PY 2016

750 PORT WASHINGTON BLVD. - PORT WASHINGTON, NY 11050516-883-7900animalleague.orgLinkedIn201-500 employeesnon-profit organization management

Other plans on this EIN

1 filing

#002Retirement-$5.9M assets

Prospect flagsLow participationCorrective distributions

How to read this page

Total assets (EOY)

$4.4M

+10.3% from 2015

Total participants

367

+9.6% from 2015

Average account balance

$26,905

-3.8% from 2015

Annual return

7.12%

+5.52 pp from 2015

Benchmarks

See 783 peers

Peer group

Industry81 - Other Services (except Public Administration)

Plan typeDefined contribution

Participants250-999

Cohort783 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$9.77M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$56K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

173

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

36.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$653K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$2K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.43%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$160

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 1 by compensation

Provider	Service type	Compensation
PENTEGRA SERVICES, INC.2+ years Filed as: PENTEGRA RETIREMENT SERVICES, INC Service code 15 · EIN 13-3745616 108 CORPORATE PARK DRIVE · WHITE PLAINS, NY 10604	Recordkeeping	$6,691

Plan features & details

Pension benefit codes2E2F2G2J2K2R

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.

Opportunity flags

2 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$16K

$47 / participant

Other / not subdivided$16K100.0%

% of EOY assets

0.358%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MARKS PANETH, LLP
Auditor EIN: 113518842
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$26,905

$39,859-32.5%

$78,676-65.8%

$57,658-53.3%

Participation rate

39.8%

66.1%-26.3pp

73.6%-33.8pp

70.2%-30.5pp

Annual return

7.12%

18.96%-11.8pp

62.19%-55.1pp

5.13%+2.0pp

Employer contribution / active EE

$1,786-100.0%

$2,850-100.0%

$1,974-100.0%

Participant deferral / active EE

$1,362

$2,248-39.4%

$3,517-61.3%

$3,061-55.5%

Admin fee / account holder

$96

$76+26.3%

$4,510-97.9%

$95+1.8%

Provider

Service type

Compensation

PENTEGRA SERVICES, INC.2+ years

Filed as: PENTEGRA RETIREMENT SERVICES, INC

Service code 15 · EIN 13-3745616

108 CORPORATE PARK DRIVE · WHITE PLAINS, NY 10604

Recordkeeping

$6,691

NORTH SHORE ANIMAL LEAGUE AMERICA 401K PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

NORTH SHORE ANIMAL LEAGUE AMERICA 401K PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion