Filed February 26, 2009 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES3+ years Service code 26 · EIN 94-3250323 | Advisory (Participants) | $1,311,250 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $1,270,334 |
Filed as: VOYA RETIREMENT ADVISORS, LLC Service code 26 · EIN 02-0488491 | Advisory (Participants) | $553,449 |
Filed as: VOYA INSTITUTIONAL PLAN SERVICES Service code 15 · EIN 04-3516284 | Recordkeeping | $309,896 |
ROCATON INVESTMENT ADVISORS, LLC3+ years Filed as: ROCATON INVESTMENT ADVISORS Service code 27 · EIN 04-3638035 | Advisory (Plan) | $235,951 |
KELLEY DRYE & WARREN LLP3+ years Filed as: KELLY DRYE & WARREN LLP Service code 29 · EIN 13-5335107 | Legal | $131,223 |
PRICEWATERHOUSECOOPERS LLP3+ years Filed as: PRICEWATERHOUSECOOPERS LLC Service code 10 · EIN 13-4008324 | Accounting | $102,000 |
WILLIS TOWERS WATSON US LLC2 years Filed as: TOWERS WATSON DELAWARE INC Service code 16 · EIN 53-0181291 | Consulting | $45,233 |
Filed as: QDRO CONSULTANTS Service code 49 · EIN 34-1820650 | Other Services | $6,300 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $151,563 | $104,862+44.5% | $90,161+68.1% | $80,976+87.2% |
| Participation rate | 96.8% | 78.9%+17.9pp | 76.9%+19.9pp | 68.3%+28.5pp |
| Annual return | 13.09% | 20.18%-7.1pp | 34.89%-21.8pp | 22.91%-9.8pp |
| Employer contribution / active EE | $3,743 | $2,724+37.4% | $3,318+12.8% | $2,402+55.8% |
| Participant deferral / active EE | $9,838 | $6,098+61.3% | $5,287+86.1% | $3,848+155.7% |
| Admin fee / account holder | $126 | $76+65.4% | $5,943-97.9% | $67+87.0% |