Filed April 12, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $31,188 |
ADP BROKER-DEALER1+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $2,658 |
ADP BROKER-DEALER1+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,699 | $57,096+8.1% | $94,224-34.5% | $55,191+11.8% |
| Participation rate | 35.0% | 75.7%-40.6pp | 78.8%-43.8pp | 69.2%-34.1pp |
| Annual return | -0.07% | 159.65%-159.7pp | 10.68%-10.8pp | 10.78%-10.8pp |
| Employer contribution / active EE | $313 | $1,708-81.7% | $3,587-91.3% | $1,899-83.5% |
| Participant deferral / active EE | $2,024 | $3,165-36.0% | $4,320-53.1% | $3,046-33.5% |
| Admin fee / account holder | $143 | $89+60.7% | $6,269-97.7% | $91+58.0% |