Filed September 29, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $362,415 |
ROCATON INVESTMENT ADVISORS, LLC3+ years Filed as: ROCATION INVESTMENT ADVISORS Service code 16 · EIN 04-3638035 | Consulting | $121,920 |
STRATEGIC ADVISORS, INC.2 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $57,085 |
Filed as: MOUNTJOY CHILTON MEDLEY Service code 16 · EIN 27-1235638 | Consulting | $28,500 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $250,482 | $88,730+182.3% | $82,312+204.3% | $77,958+221.3% |
| Participation rate | 100.0% | 84.5%+15.4pp | 76.9%+23.1pp | 71.6%+28.3pp |
| Annual return | 17.29% | 20.88%-3.6pp | 25.88%-8.6pp | 20.87%-3.6pp |
| Employer contribution / active EE | $7,866 | $2,758+185.2% | $2,428+223.9% | $2,310+240.4% |
| Participant deferral / active EE | $12,491 | $4,634+169.5% | $3,706+237.0% | $3,537+253.2% |
| Admin fee / account holder | $134 | $74+81.0% | $5,608-97.6% | $97+37.5% |