Filed September 29, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 25 · EIN 04-2647786 | Directed Trustee | $210,360 |
ROCATON INVESTMENT ADVISORS, LLC2+ years Filed as: ROCATION INVESTMENT ADVISORS Service code 26 · EIN 04-3638035 | Advisory (Participants) | $90,018 |
Service code 10 · EIN 27-1235638 | Accounting | $30,000 |
DEAN DORTON ALLEN FORD, PLLC2+ years Filed as: DEAN DORTON ALLEN FORD Service code 10 · EIN 27-3858252 | Accounting | $19,900 |
STRATEGIC ADVISORS, INC.1 year Service code 26 · EIN 04-2654524 | Advisory (Participants) | $12,169 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $205,257 | $80,211+155.9% | $74,184+176.7% | $63,975+220.8% |
| Participation rate | 97.0% | 84.2%+12.8pp | 76.6%+20.4pp | 71.1%+25.8pp |
| Annual return | 8.77% | 14.13%-5.4pp | 17.74%-9.0pp | 48.65%-39.9pp |
| Employer contribution / active EE | $6,898 | $2,553+170.2% | $2,370+191.0% | $2,182+216.2% |
| Participant deferral / active EE | $10,394 | $4,370+137.8% | $3,550+192.8% | $3,356+209.7% |
| Admin fee / account holder | $155 | $67+130.0% | $5,586-97.2% | $70+119.5% |