Retirement plan

PELLI CLARKE & PARTNERS SECTION 401(K) PLAN

Name: PELLI CLARKE & PARTNERS - PELLI CLARKE & PARTNERS SECTION 401(K) PLAN (2023) Form 5500
Creator: PELLI CLARKE & PARTNERS
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, PELLI CLARKE & PARTNERS SECTION 401(K) PLAN, PELLI CLARKE & PARTNERS

PELLI CLARKE & PARTNERSEIN 06-1228461Plan #002PY 2023

1056 CHAPEL STREET - NEW HAVEN, CT 06510203-777-2515pcparch.comLinkedIn51-200 employeesarchitecture & planning

Other plans on this EIN

1 filing

#001Retirement-$23.9M assets

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$18.9M

+6.7% from 2022

Total participants

121

+0.8% from 2022

Average account balance

$183,416

+15.0% from 2022

Annual return

19.84%

+37.01 pp from 2022

Benchmarks

See 28,703 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants25-99

Cohort28,703 peers

Snapshot2023

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$20.19M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$210K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

81.7%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$566K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$8K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.24%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$25

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
ESSEX FINANCIAL SERVICES5 years Filed as: ESSEX FINANCIAL SERVICES, INC Service code 27 176 WESTBROOK RD · ESSEX, CT 06426	Advisory (Plan)	$45,762
GREAT-WEST LIFE & ANNUITY INSURANCE5 years Filed as: GREAT WEST LIFE & ANNUITY INSURANCE Service code 64 8515 EAST ORCHARD RD · GREENWOOD VILLAGE, CO 80111	Recordkeeping Fees	$0

Plan features & details

Pension benefit codes2F2G2J2T

Plan features

2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$1K

$11 / participant

Salaries / allowances$1K100.0%

% of EOY assets

0.005%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: CITRON COOPERMAN & CO LLP
Auditor EIN: 222428965
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$183,416

$93,617+95.9%

$135,982+34.9%

$75,177+144.0%

Participation rate

80.9%

75.2%+5.7pp

81.9%-1.1pp

67.2%+13.6pp

Annual return

19.84%

30.89%-11.0pp

68.32%-48.5pp

160.75%-140.9pp

Employer contribution / active EE

$3,538-100.0%

$4,859-100.0%

$2,671-100.0%

Participant deferral / active EE

$6,064

$6,406-5.3%

$7,760-21.9%

$4,126+47.0%

Admin fee / account holder

$10

$6,980-99.9%

$10,767-99.9%

$5,651-99.8%

Provider

Service type

Compensation

ESSEX FINANCIAL SERVICES5 years

Filed as: ESSEX FINANCIAL SERVICES, INC

Service code 27

176 WESTBROOK RD · ESSEX, CT 06426

Advisory (Plan)

$45,762

GREAT-WEST LIFE & ANNUITY INSURANCE5 years

Filed as: GREAT WEST LIFE & ANNUITY INSURANCE

Service code 64

8515 EAST ORCHARD RD · GREENWOOD VILLAGE, CO 80111

Recordkeeping Fees

PELLI CLARKE & PARTNERS SECTION 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

PELLI CLARKE & PARTNERS SECTION 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion