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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Service code 55 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Other Commissions | $21,339 |
Filed as: FIDELITY INVESTMENT INSTITUTIONAL Service code 37 · EIN 04-2647786 | Loan Processing | $1,456 |
Service code 60 | Sub-TA Fees | $0 |
Filed as: MORGAN STANLEY SMITH BARNER Service code 55 · EIN 26-4310632 | Other Commissions | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $99,619 | $73,981+34.7% | $105,754-5.8% | $62,881+58.4% |
| Participation rate | 100.0% | 71.7%+28.3pp | 78.9%+21.1pp | 69.3%+30.7pp |
| Annual return | 3.87% | 17.60%-13.7pp | 12.25%-8.4pp | 20.14%-16.3pp |
| Employer contribution / active EE | $7,666 | $2,856+168.4% | $4,079+87.9% | $2,281+236.1% |
| Participant deferral / active EE | $8,005 | $4,038+98.2% | $5,326+50.3% | $3,203+149.9% |
| Admin fee / account holder | $19 | $5,976-99.7% | $8,309-99.8% | $4,296-99.6% |