Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NEW YORK LIFE INVESTMENT MANAGEMENT Service code 15 · EIN 52-2206685 | Recordkeeping | $24,837 |
OGLETREE DEAKINS1+ years Filed as: OGLETREE, DEAKINS, NASH, SMOAK & ST Service code 29 · EIN 57-1044820 | Legal | $18,481 |
Filed as: JOHN HANCOCK RETIREMENT PLAN SRVCS Service code 15 · EIN 01-0233346 | Recordkeeping | $14,607 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $139,104 | $81,321+71.1% | $68,509+103.0% | $59,188+135.0% |
| Participation rate | 96.7% | 83.8%+12.9pp | 74.7%+22.0pp | 69.4%+27.3pp |
| Annual return | 2.53% | 4.65%-2.1pp | 8.27%-5.7pp | 5.51%-3.0pp |
| Employer contribution / active EE | $12,814 | $3,297+288.7% | $2,278+462.6% | $2,098+510.8% |
| Participant deferral / active EE | $12,351 | $4,592+169.0% | $3,382+265.2% | $3,265+278.3% |
| Admin fee / account holder | $32 | $62-48.8% | $5,275-99.4% | $92-65.7% |