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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 49 · EIN 26-4310632 | Other Services | $9,953 |
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $1,360 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,733 | $46,173-1.0% | $170,435-73.2% | $69,631-34.3% |
| Participation rate | 68.9% | 63.9%+5.0pp | 83.6%-14.7pp | 70.7%-1.8pp |
| Annual return | 13.59% | 21.62%-8.0pp | 205.94%-192.4pp | 27571.02%-27557.4pp |
| Employer contribution / active EE | $0 | $1,610-100.0% | $5,432-100.0% | $2,032-100.0% |
| Participant deferral / active EE | $2,689 | $2,080+29.3% | $4,939-45.6% | $3,224-16.6% |
| Admin fee / account holder | $5 | $116-95.8% | $13,881-100.0% | $110-95.6% |