Filed June 17, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC2 years Filed as: CETERA ADVISORS, LLC Service code 27 · EIN 84-0858799 | Advisory (Plan) | $29,164 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,180 | $89,652-12.8% | $141,177-44.6% | $65,185+19.9% |
| Participation rate | 90.5% | 74.7%+15.8pp | 82.5%+8.0pp | 70.2%+20.3pp |
| Annual return | 21.16% | 32.79%-11.6pp | 71.40%-50.2pp | 29.38%-8.2pp |
| Employer contribution / active EE | $558 | $3,065-81.8% | $4,736-88.2% | $2,177-74.4% |
| Participant deferral / active EE | $3,986 | $5,691-30.0% | $6,710-40.6% | $3,514+13.4% |
| Admin fee / account holder | $336 | $569-40.8% | $10,263-96.7% | $847-60.3% |