Filed March 28, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant loan processing; Float re... | $108,375 |
Filed as: NORTHWESTERN MUTUAL INVEST SERVICES Service code 16 720 E WISCONSIN AVE · MILWAUKEE, WI 53202 | Consulting | $22,000 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,265 | $46,292-34.6% | $143,757-78.9% | $64,808-53.3% |
| Participation rate | 100.0% | 64.2%+35.8pp | 80.3%+19.7pp | 71.5%+28.5pp |
| Annual return | -18.41% | -10.05%-8.4pp | -0.04%-18.4pp | 32.82%-51.2pp |
| Employer contribution / active EE | $1,091 | $1,910-42.9% | $4,951-78.0% | $2,506-56.5% |
| Participant deferral / active EE | $4,117 | $2,646+55.6% | $5,637-27.0% | $4,310-4.5% |
| Admin fee / account holder | $91 | $154-40.6% | $14,673-99.4% | $188-51.4% |