Filed March 28, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $86,072 |
Filed as: NORHTWESTERN MUTUAL INVEST. SERVICE Service code 16 | Consulting | $22,000 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Filed as: NORTHWESTERN MUTUAL INVEST SERVICES Service code 16 720 E WISCONSIN AVE · MILWAUKEE, WI 53202 | Consulting | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,031 | $52,293-33.0% | $178,490-80.4% | $73,409-52.3% |
| Participation rate | 100.0% | 65.3%+34.7pp | 81.9%+18.1pp | 72.2%+27.8pp |
| Annual return | 16.90% | 34.75%-17.8pp | 151.07%-134.2pp | 59.29%-42.4pp |
| Employer contribution / active EE | $968 | $1,735-44.2% | $5,011-80.7% | $2,234-56.6% |
| Participant deferral / active EE | $3,123 | $2,332+33.9% | $5,202-40.0% | $3,805-17.9% |
| Admin fee / account holder | $84 | $127-34.1% | $13,984-99.4% | $158-46.8% |