Filed April 18, 2016 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREGORY J. SCHWARTZ & CO., INC. Service code 15 · EIN 38-2117812 | Recordkeeping | $83,067 |
ADP BROKER-DEALER2 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $1,980 |
ADP BROKER-DEALER7+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $131,801 | $73,638+79.0% | $108,410+21.6% | $79,386+66.0% |
| Participation rate | 98.6% | 77.4%+21.2pp | 80.1%+18.5pp | 70.7%+27.9pp |
| Annual return | 13.95% | 33.27%-19.3pp | 905.27%-891.3pp | 116.85%-102.9pp |
| Employer contribution / active EE | $6,356 | $2,397+165.2% | $3,558+78.6% | $2,427+161.8% |
| Participant deferral / active EE | $7,947 | $6,218+27.8% | $6,563+21.1% | $4,046+96.4% |
| Admin fee / account holder | $512 | $638-19.7% | $7,295-93.0% | $626-18.2% |