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| Provider | Service type | Compensation |
|---|---|---|
Filed as: CAPITAL WEALTH MANAGEMENT, LLC Service code 15 · EIN 36-4885141 | Recordkeeping | $14,983 |
Filed as: CAPTIAL WEALTH MANAGEMENT, INC. Service code 15 · EIN 65-1226333 | Recordkeeping | $14,014 |
ADP BROKER-DEALER2 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $13,156 |
ADP BROKER-DEALER2 years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $19,894 | $84,482-76.5% | $125,363-84.1% | $66,930-70.3% |
| Participation rate | 81.6% | 76.4%+5.2pp | 82.4%-0.8pp | 69.8%+11.8pp |
| Annual return | -14.48% | -8.49%-6.0pp | 572.15%-586.6pp | 1.57%-16.1pp |
| Employer contribution / active EE | $0 | $3,553-100.0% | $4,815-100.0% | $2,545-100.0% |
| Participant deferral / active EE | $3,977 | $6,782-41.4% | $7,447-46.6% | $4,238-6.2% |
| Admin fee / account holder | $133 | $685-80.6% | $10,005-98.7% | $593-77.6% |