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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Shareholde... | $175,217 |
Service code 16 · EIN 20-4751585 | Consulting | $15,781 |
MMA SECURITIES LLC4+ years Filed as: MMC SECURITIES CORP. Service code 16 | Consulting | $9,000 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $0 |
MID ATLANTIC CAPITAL CORPORATION4+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
MMA SECURITIES LLC2 years Filed as: MMC SECURITIES LLC Service code 16 PO BOX 27449 · NEW YORK, NY 10087 | Consulting | $0 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,186 | $45,382-31.3% | $154,108-79.8% | $75,289-58.6% |
| Participation rate | 100.0% | 65.9%+34.1pp | 83.0%+17.0pp | 72.4%+27.6pp |
| Annual return | -4.43% | -0.47%-4.0pp | 735.21%-739.6pp | -0.04%-4.4pp |
| Employer contribution / active EE | $1,744 | $1,533+13.8% | $5,298-67.1% | $2,405-27.5% |
| Participant deferral / active EE | $4,225 | $2,384+77.2% | $5,081-16.8% | $3,739+13.0% |
| Admin fee / account holder | $107 | $89+19.4% | $13,411-99.2% | $102+4.3% |