Filed January 23, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $147,397 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 59 | Shareholder Servicing | $0 |
WELLS FARGO BANK, N.A.2+ years Filed as: WELLS FARGO GALLIARD Service code 52 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $82,279-100.0% | $77,999-100.0% | $63,975-100.0% |
| Participation rate | 0.0% | 84.7%-84.7pp | 75.5%-75.5pp | 71.1%-71.1pp |
| Annual return | 6.32% | 11.20%-4.9pp | 425.96%-419.6pp | 48.65%-42.3pp |
| Employer contribution / active EE | $1,892 | $3,297-42.6% | $2,470-23.4% | $2,182-13.3% |
| Participant deferral / active EE | $4,587 | $4,538+1.1% | $3,497+31.2% | $3,356+36.6% |
| Admin fee / account holder | $0 | $81-100.0% | $5,480-100.0% | $70-100.0% |