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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EDWARD D JONES & CO Service code 51 · EIN 43-0345811 | Investment Mgmt Fees | $8,771 |
Filed as: MASS MUTUAL Service code 15 · EIN 04-1590850 | Recordkeeping | $1,548 |
Service code 28 · EIN 61-1732930 | Investment Management | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,223 | $52,722-50.3% | $90,440-71.0% | $73,412-64.3% |
| Participation rate | 47.0% | 67.7%-20.7pp | 72.7%-25.7pp | 72.2%-25.2pp |
| Annual return | 10.75% | 20.70%-10.0pp | 1294.38%-1283.6pp | 59.30%-48.5pp |
| Employer contribution / active EE | $441 | $1,872-76.4% | $3,263-86.5% | $2,234-80.3% |
| Participant deferral / active EE | $1,900 | $2,810-32.4% | $3,964-52.1% | $3,806-50.1% |
| Admin fee / account holder | $20 | $117-82.9% | $5,615-99.6% | $158-87.4% |