Retirement plan

CRAIG-HALLUM CAPITAL GROUP LLC 401(K) PLAN

Name: CRAIG-HALLUM CAPITAL GROUP LLC - CRAIG-HALLUM CAPITAL GROUP LLC 401(K) PLAN (2023) Form 5500
Creator: CRAIG-HALLUM CAPITAL GROUP LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, CRAIG-HALLUM CAPITAL GROUP LLC 401(K) PLAN, CRAIG-HALLUM CAPITAL GROUP LLC

CRAIG-HALLUM CAPITAL GROUP LLCEIN 04-3672881Plan #001PY 2023

222 SOUTH NINTH STREET SUITE 350 - MINNEAPOLIS, MN 55402612-334-6323

Prospect flagsHigh assets / participant

How to read this page

Total assets (EOY)

$44M

+18.7% from 2022

Total participants

125

-0.8% from 2022

Average account balance

$369,918

+17.7% from 2022

Annual return

17.52%

+37.60 pp from 2022

Benchmarks

See 7,176 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants25-99

Cohort7,176 peers

Snapshot2023

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$52.16M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$450K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

116

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

89.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.97M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$22K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.97%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$30

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
CHARLES SCHWAB & CO., INC.1 year Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833	Recordkeeping	$2,952
CHARLES SCHWAB & CO., INC.8 years Service code 33 · EIN 94-1737782	Securities brokerage commissions and ...	$2,482
CHARLES SCHWAB & CO., INC.1 year Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59	Shareholder Servicing	$0

Plan features & details

Pension benefit codes2E2G2J2R3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$3K

$34 / participant

Recordkeeping$752.4%
Investment mgmt$3K97.6%

% of EOY assets

0.007%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: BAKER TILLY US, LLP
Auditor EIN: 301413443
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$369,918

$125,797+194.1%

$170,043+117.5%

$75,173+392.1%

Participation rate

93.3%

83.6%+9.7pp

87.0%+6.3pp

67.2%+26.1pp

Annual return

17.52%

27.20%-9.7pp

53.40%-35.9pp

160.72%-143.2pp

Employer contribution / active EE

$6,490

$4,616+40.6%

$6,790-4.4%

$2,671+143.0%

Participant deferral / active EE

$14,619

$6,838+113.8%

$10,410+40.4%

$4,126+254.3%

Admin fee / account holder

$26

$8,177-99.7%

$12,824-99.8%

$5,651-99.5%

Provider

Service type

Compensation

CHARLES SCHWAB & CO., INC.1 year

Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC

Service code 15 · EIN 34-1479833

Recordkeeping

$2,952

CHARLES SCHWAB & CO., INC.8 years

Service code 33 · EIN 94-1737782

Securities brokerage commissions and ...

$2,482

CHARLES SCHWAB & CO., INC.1 year

Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL

Service code 59

Shareholder Servicing

CRAIG-HALLUM CAPITAL GROUP LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

CRAIG-HALLUM CAPITAL GROUP LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion