Retirement plan

CRAIG-HALLUM CAPITAL GROUP LLC 401(K) PLAN

Name: CRAIG-HALLUM CAPITAL GROUP LLC - CRAIG-HALLUM CAPITAL GROUP LLC 401(K) PLAN (2020) Form 5500
Creator: CRAIG-HALLUM CAPITAL GROUP LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, CRAIG-HALLUM CAPITAL GROUP LLC 401(K) PLAN, CRAIG-HALLUM CAPITAL GROUP LLC

CRAIG-HALLUM CAPITAL GROUP LLCEIN 04-3672881Plan #001PY 2020

222 SOUTH NINTH STREET, SUITE 350 - MINNEAPOLIS, MN 55402612-334-6323

Prospect flagsHigh assets / participant

How to read this page

Total assets (EOY)

$40.6M

+56.4% from 2019

Total participants

126

+1.6% from 2019

Average account balance

$335,844

+56.4% from 2019

Annual return

58.23%

+36.10 pp from 2019

Benchmarks

See 7,209 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants25-99

Cohort7,209 peers

Snapshot2020

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$52.16M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$450K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

116

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

89.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.97M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$22K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.97%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$30

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
CHARLES SCHWAB & CO., INC.5 years Service code 33 · EIN 94-1737782	Shareholder servicing fees; Float rev...	$1,157
CHARLES SCHWAB & CO., INC.1 year Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59	Shareholder Servicing	$0

Plan features & details

Pension benefit codes2E2G2J2R3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$6K

$67 / participant

Investment mgmt$4K68.8%
Other / not subdivided$2K31.2%

% of EOY assets

0.015%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: BAKER TILLY US, LLP
Auditor EIN: 390859910
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$335,844

$123,793+171.3%

$177,848+88.8%

$79,856+320.6%

Participation rate

94.4%

84.7%+9.8pp

87.7%+6.7pp

69.6%+24.8pp

Annual return

58.23%

22.82%+35.4pp

48.33%+9.9pp

31.71%+26.5pp

Employer contribution / active EE

$5,859

$4,095+43.1%

$5,919-1.0%

$2,471+137.1%

Participant deferral / active EE

$13,201

$5,956+121.6%

$7,714+71.1%

$3,741+252.9%

Admin fee / account holder

$50

$7,243-99.3%

$12,431-99.6%

$5,306-99.1%

Provider

Service type

Compensation

CHARLES SCHWAB & CO., INC.5 years

Service code 33 · EIN 94-1737782

Shareholder servicing fees; Float rev...

$1,157

CHARLES SCHWAB & CO., INC.1 year

Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL

Service code 59

Shareholder Servicing

CRAIG-HALLUM CAPITAL GROUP LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

CRAIG-HALLUM CAPITAL GROUP LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion