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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1 year Service code 15 · EIN 04-3046611 | Recordkeeping | $12,462 |
ADP BROKER-DEALER2+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $3,192 |
ADP BROKER-DEALER2+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $12,592 | $80,177-84.3% | $123,894-89.8% | $57,658-78.2% |
| Participation rate | 91.0% | 74.4%+16.5pp | 81.4%+9.6pp | 70.2%+20.7pp |
| Annual return | 10.52% | 17.90%-7.4pp | 47.52%-37.0pp | 5.13%+5.4pp |
| Employer contribution / active EE | $1,367 | $2,913-53.1% | $4,617-70.4% | $1,974-30.7% |
| Participant deferral / active EE | $2,534 | $5,130-50.6% | $5,984-57.7% | $3,061-17.2% |
| Admin fee / account holder | $58 | $106-45.1% | $8,357-99.3% | $95-38.2% |