Filed October 3, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Service code 16 · EIN 26-4310632 | Consulting | $72,537 |
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY GLOBAL BANKING OPER Service code 10 · EIN 26-4310632 | Accounting | $67,050 |
Service code 37 · EIN 04-2647786 | Loan Processing | $34,280 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Other Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,705 | $27,687-3.5% | $73,545-63.7% | $177,276-84.9% |
| Participation rate | 27.2% | 34.9%-7.7pp | 54.9%-27.8pp | 74.8%-47.7pp |
| Annual return | 22.62% | 16.77%+5.9pp | -15.16%+37.8pp | 21.25%+1.4pp |
| Employer contribution / active EE | $244 | $291-15.9% | $1,219-79.9% | $2,479-90.1% |
| Participant deferral / active EE | $1,021 | $778+31.1% | $1,806-43.5% | $3,881-73.7% |
| Admin fee / account holder | $58 | $59-1.9% | $2,320-97.5% | $154-62.2% |