Filed January 8, 2024 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $624,782 |
Filed as: ROCATON INVESTMENT ADVISORS LLC Service code 27 · EIN 04-3638035 | Advisory (Plan) | $62,188 |
CLIFTONLARSONALLEN LLP3 years Filed as: CLIFTON LARSON ALLEN LLP Service code 10 · EIN 41-0746749 | Accounting | $52,300 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,222 | $57,458-33.5% | $95,763-60.1% | $96,393-60.3% |
| Participation rate | 37.2% | 47.9%-10.7pp | 72.3%-35.0pp | 71.3%-34.0pp |
| Annual return | 19.91% | 17.80%+2.1pp | 28.43%-8.5pp | 22.88%-3.0pp |
| Employer contribution / active EE | $467 | $1,155-59.6% | $2,836-83.5% | $3,239-85.6% |
| Participant deferral / active EE | $1,436 | $2,443-41.2% | $4,244-66.2% | $5,455-73.7% |
| Admin fee / account holder | $48 | $61-20.1% | $5,669-99.1% | $74-34.6% |