Filed April 11, 2022
See peer percentile detail with Solo.
Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
See the 10-year trajectory with Solo.
Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $161,414 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,820 | $120,450-61.1% | $159,436-70.6% | $93,030-49.7% |
| Participation rate | 44.2% | 78.0%-33.7pp | 82.8%-38.6pp | 73.9%-29.7pp |
| Annual return | 21.51% | 27.11%-5.6pp | 263.57%-242.1pp | 158.70%-137.2pp |
| Employer contribution / active EE | $228 | $3,526-93.5% | $4,829-95.3% | $2,706-91.6% |
| Participant deferral / active EE | $5,974 | $7,283-18.0% | $7,352-18.7% | $4,562+30.9% |
| Admin fee / account holder | $75 | $137-44.8% | $10,799-99.3% | $152-50.2% |