Filed June 5, 2014 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
INNOVEST PORTFOLIO SOLUTIONS LLC2+ years Filed as: INNOVEST PORTFOLIO SOLUTIONS Service code 26 4643 SOUTH ULSTER STREET · DENVER, CO 80237 | Advisory (Participants) | $46,391 |
Service code 12 · EIN 84-1477138 | Claims processing; Recordkeeping and ... | $32,518 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB TRUST COMPANY Service code 18 · EIN 42-1558009 | Shareholder servicing fees; Float rev... | $29,012 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $270,600 | $75,183+259.9% | $123,892+118.4% | $55,167+390.5% |
| Participation rate | 100.0% | 72.8%+27.2pp | 81.4%+18.6pp | 69.0%+31.0pp |
| Annual return | 8.19% | 19.01%-10.8pp | 47.52%-39.3pp | 169.23%-161.0pp |
| Employer contribution / active EE | $17,617 | $2,823+523.9% | $4,617+281.6% | $1,963+797.6% |
| Participant deferral / active EE | $11,944 | $5,084+134.9% | $5,984+99.6% | $3,054+291.1% |
| Admin fee / account holder | $422 | $663-36.4% | $8,357-95.0% | $504-16.3% |