Filed May 28, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE3+ years Service code 21 · EIN 31-4156830 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Bank Trustee | $29,212 |
MARCUM LLP1 year Service code 10 · EIN 11-1986323 155 SOUTH MAIN STREET, SUITE 100 · PROVIDENCE, RI 02903 | Accounting | $19,550 |
COMPENSATION PLANNING INC.2 years Service code 14 · EIN 05-0386704 64 JEFFERSON BLVD · WARWICK, RI 028881028 | Plan Administrator | $14,173 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,988 | $57,354-37.3% | $83,848-57.1% | $64,186-43.9% |
| Participation rate | 98.8% | 68.6%+30.2pp | 76.1%+22.6pp | 69.6%+29.2pp |
| Annual return | -4.33% | 11.38%-15.7pp | 850.88%-855.2pp | 7.63%-12.0pp |
| Employer contribution / active EE | $4,281 | $2,545+68.2% | $3,631+17.9% | $2,381+79.8% |
| Participant deferral / active EE | $1,173 | $2,993-60.8% | $4,082-71.3% | $3,470-66.2% |
| Admin fee / account holder | $459 | $4,046-88.6% | $5,478-91.6% | $4,888-90.6% |