Filed May 28, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE2+ years Service code 38 · EIN 31-4156830 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Participant Communication | $29,326 |
YKSM LTD2+ years Filed as: YKSM Service code 10 27 DRYDEN LANE · PROVIDENCE, RI 02904 | Accounting | $29,207 |
Service code 14 · EIN 05-0386704 64 JEFFERSON BLVD · WARWICK, RI 028881028 | Plan Administrator | $8,832 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,865 | $58,726-38.9% | $92,233-61.1% | $62,292-42.4% |
| Participation rate | 99.0% | 68.3%+30.7pp | 76.5%+22.5pp | 69.5%+29.5pp |
| Annual return | 9.59% | 43.62%-34.0pp | 176.28%-166.7pp | 28.90%-19.3pp |
| Employer contribution / active EE | $4,659 | $2,392+94.8% | $3,679+26.6% | $2,042+128.1% |
| Participant deferral / active EE | $1,033 | $2,766-62.7% | $3,897-73.5% | $3,169-67.4% |
| Admin fee / account holder | $565 | $556+1.6% | $5,194-89.1% | $479+17.9% |