Filed January 12, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK RETIREMENT PLAN SRVCS Service code 15 · EIN 04-3540147 | Recordkeeping | $322,509 |
PRECISION INFORMATION, LLC1+ years Service code 26 · EIN 39-1927721 | Advisory (Participants) | $197,650 |
Filed as: NEW YORK LIFE INVESMENT MANAGEMENT Service code 15 · EIN 52-2206685 | Recordkeeping | $148,097 |
STAPLES1+ years Service code 14 · EIN 04-2896127 | Plan Administrator | $78,189 |
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL Service code 27 · EIN 13-2638166 | Advisory (Plan) | $55,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,943 | $38,315-6.2% | $80,004-55.1% | $69,651-48.4% |
| Participation rate | 48.3% | 43.0%+5.3pp | 73.0%-24.7pp | 66.6%-18.3pp |
| Annual return | -2.21% | -2.06%-0.1pp | 7.63%-9.8pp | 53.77%-56.0pp |
| Employer contribution / active EE | $662 | $783-15.4% | $2,473-73.2% | $2,241-70.4% |
| Participant deferral / active EE | $1,859 | $1,495+24.3% | $3,204-42.0% | $3,635-48.9% |
| Admin fee / account holder | $21 | $48-56.5% | $5,033-99.6% | $63-66.7% |