Filed October 9, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK Service code 15 · EIN 01-0233346 | Recordkeeping | $46,795 |
MMA SECURITIES LLC3 years Filed as: MMA SECURITIES CORPORATION Service code 27 · EIN 22-3570392 | Advisory (Plan) | $42,000 |
LITMANGERSON ASSOCIATES, LLP2 years Filed as: LITMAN GERSEN LLP Service code 10 · EIN 04-2694095 | Accounting | $6,423 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $233,592 | $106,028+120.3% | $146,958+59.0% | $77,643+200.9% |
| Participation rate | 62.7% | 78.4%-15.6pp | 82.2%-19.4pp | 70.6%-7.8pp |
| Annual return | 13.12% | 56.73%-43.6pp | 418.34%-405.2pp | 31.24%-18.1pp |
| Employer contribution / active EE | $2,466 | $4,063-39.3% | $4,933-50.0% | $2,726-9.5% |
| Participant deferral / active EE | $7,198 | $7,990-9.9% | $8,070-10.8% | $4,647+54.9% |
| Admin fee / account holder | $326 | $337-3.4% | $12,998-97.5% | $430-24.2% |