Filed October 9, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MMA SECURITIES LLC2 years Filed as: MMA SECURITIES CORPORATION Service code 27 · EIN 22-3570392 | Advisory (Plan) | $42,000 |
Filed as: LITMAN GERSEN LLP Service code 10 · EIN 04-2694095 | Accounting | $16,500 |
Filed as: JOHN HANCOCK Service code 15 · EIN 01-0233346 | Recordkeeping | $12,766 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $210,637 | $95,274+121.1% | $135,903+55.0% | $74,419+183.0% |
| Participation rate | 64.1% | 78.2%-14.1pp | 81.9%-17.8pp | 70.7%-6.6pp |
| Annual return | 15.74% | 32.77%-17.0pp | 68.23%-52.5pp | 34.38%-18.6pp |
| Employer contribution / active EE | $2,347 | $3,874-39.4% | $4,856-51.7% | $2,637-11.0% |
| Participant deferral / active EE | $7,123 | $7,782-8.5% | $7,758-8.2% | $4,528+57.3% |
| Admin fee / account holder | $119 | $266-55.3% | $10,762-98.9% | $348-65.8% |