Filed January 18, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 26 · EIN 71-0294708 | Advisory (Participants) | $50,058 |
Filed as: ROYAL ALLIANCE ASSOCIATES, INC. Service code 55 10 EXCHANGE PLACE · JERSEY CITY, NJ 07302 | Other Commissions | $30,631 |
Filed as: SIGNATOR INSURANCE AGENCY, INC. Service code 55 210 25TH AVENUE N · NASHVILLE, TN 37203 | Other Commissions | $2,411 |
Filed as: INTERSECURITIES INSURANCE AGENCY Service code 55 4333 EDGEWOOD ROAD NE · CEDAR RAPIDS, IA 52499 | Other Commissions | $15 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,098 | $204,517-89.2% | $69,461-68.2% | $77,775-71.6% |
| Participation rate | 47.9% | 74.6%-26.7pp | 74.6%-26.7pp | 73.2%-25.3pp |
| Annual return | 32.07% | 22.10%+10.0pp | 28.97%+3.1pp | 32.58%-0.5pp |
| Employer contribution / active EE | $0 | $3,548-100.0% | $2,779-100.0% | $2,504-100.0% |
| Participant deferral / active EE | $1,686 | $3,478-51.5% | $3,536-52.3% | $3,966-57.5% |
| Admin fee / account holder | $69 | $101-30.9% | $3,840-98.2% | $100-30.6% |