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| Provider | Service type | Compensation |
|---|---|---|
COMMONWEALTH FINANCIAL NETWORK4+ years Service code 27 · EIN 04-2675571 | Advisory (Plan) | $27,066 |
BLUM SHAPIRO1 year Filed as: BLUM, SHAPIRO & COMPANY, PC Service code 10 P.O. BOX 27200 · WEST HARTFORD, CT 061272000 | Accounting | $13,875 |
Service code 37 · EIN 04-2647786 | Loan Processing | $2,925 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $71,181 | $35,485+100.6% | $74,549-4.5% | $55,725+27.7% |
| Participation rate | 35.0% | 62.5%-27.6pp | 69.1%-34.2pp | 70.9%-35.9pp |
| Annual return | -7.61% | 0.72%-8.3pp | 32.53%-40.1pp | 244.93%-252.5pp |
| Employer contribution / active EE | $308 | $777-60.4% | $1,961-84.3% | $2,078-85.2% |
| Participant deferral / active EE | $2,504 | $2,181+14.8% | $3,108-19.4% | $3,356-25.4% |
| Admin fee / account holder | $267 | $114+134.0% | $5,059-94.7% | $115+132.2% |