Filed November 21, 2025 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL11+ years Filed as: LPL FINANCIAL CORPORATION Service code 49 · EIN 95-2834236 | Other Services | $28,200 |
PRINCIPAL LIFE INSURANCE COMPANY11+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $18,120 |
Service code 13 · EIN 04-2530412 | Contract Administrator | $13,440 |
CARON & BLETZER, PLLC11+ years Filed as: CARON & BLETZER Service code 10 · EIN 04-3499945 | Accounting | $12,000 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $105,410 | $80,705+30.6% | $115,768-8.9% | $67,986+55.0% |
| Participation rate | 94.2% | 63.0%+31.3pp | 74.4%+19.8pp | 57.2%+37.0pp |
| Annual return | 12.36% | 18.49%-6.1pp | 100.46%-88.1pp | 31.67%-19.3pp |
| Employer contribution / active EE | $1,637 | $2,046-20.0% | $2,940-44.3% | $2,019-18.9% |
| Participant deferral / active EE | $6,797 | $3,559+91.0% | $4,917+38.2% | $3,358+102.4% |
| Admin fee / account holder | $96 | $4,135-97.7% | $12,439-99.2% | $3,203-97.0% |