Filed March 14, 2018 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $655,465 |
STRATEGIC ADVISORS, INC.5+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $645,463 |
CALLAN LLC1 year Service code 16 · EIN 94-2192581 | Consulting | $150,000 |
NIXON PEABODY LLP5+ years Service code 29 · EIN 16-0764720 | Legal | $73,944 |
ADP BROKER-DEALER1 year Filed as: ADP LLC Service code 99 · EIN 22-1467904 | Other Fees | $10,847 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $122,801 | $81,548+50.6% | $141,162-13.0% | $89,569+37.1% |
| Participation rate | 66.1% | 64.9%+1.3pp | 82.5%-16.3pp | 69.6%-3.5pp |
| Annual return | 25.12% | 47.43%-22.3pp | 71.39%-46.3pp | 34.56%-9.4pp |
| Employer contribution / active EE | $1,819 | $2,272-19.9% | $4,735-61.6% | $2,584-29.6% |
| Participant deferral / active EE | $6,288 | $5,280+19.1% | $6,709-6.3% | $4,220+49.0% |
| Admin fee / account holder | $119 | $68+74.6% | $10,261-98.8% | $72+65.9% |