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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ROCATON INVESTMENT ADVISORS LLC Service code 28 · EIN 04-3638035 | Investment Management | $127,679 |
CHARLES SCHWAB & CO., INC.7 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $112,301 |
CHARLES SCHWAB & CO., INC.9+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Shareholder ser... | $1,394 |
Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $168,668 | $95,417+76.8% | $135,974+24.0% | $74,460+126.5% |
| Participation rate | 97.9% | 78.2%+19.7pp | 81.9%+16.0pp | 70.7%+27.1pp |
| Annual return | 18.66% | 32.76%-14.1pp | 68.30%-49.6pp | 34.38%-15.7pp |
| Employer contribution / active EE | $5,019 | $3,878+29.4% | $4,859+3.3% | $2,638+90.2% |
| Participant deferral / active EE | $14,699 | $7,789+88.7% | $7,760+89.4% | $4,530+224.5% |
| Admin fee / account holder | $139 | $266-47.7% | $10,767-98.7% | $348-60.0% |