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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $104,831 |
THE PFE GROUP4 years Filed as: PFE ADVISORS, INC. Service code 28 · EIN 71-1036677 | Investment Management | $42,514 |
GRANT THORNTON LLP4 years Service code 10 · EIN 36-6055558 | Accounting | $20,306 |
THE PFE GROUP5+ years Filed as: PFE CONSULTANTS, INC. Service code 28 · EIN 04-3549179 | Investment Management | $19,625 |
CHARLES SCHWAB & CO., INC.5+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Direct payment ... | $965 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $149,083 | $88,122+69.2% | $141,200+5.6% | $67,584+120.6% |
| Participation rate | 93.9% | 76.5%+17.4pp | 82.5%+11.4pp | 71.3%+22.6pp |
| Annual return | 23.59% | 75.40%-51.8pp | 71.41%-47.8pp | 378.59%-355.0pp |
| Employer contribution / active EE | $3,990 | $3,224+23.7% | $4,736-15.8% | $2,148+85.8% |
| Participant deferral / active EE | $11,188 | $5,958+87.8% | $6,710+66.7% | $3,540+216.1% |
| Admin fee / account holder | $148 | $131+12.9% | $10,265-98.6% | $142+3.8% |