Filed March 8, 2017 (most recent of 4 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Distribution (... | $151,145 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $93,636 | $88,324+6.0% | $115,038-18.6% | $55,191+69.7% |
| Participation rate | 88.5% | 72.5%+15.9pp | 81.4%+7.1pp | 69.2%+19.3pp |
| Annual return | -1.35% | 6.30%-7.6pp | 26.14%-27.5pp | 10.78%-12.1pp |
| Employer contribution / active EE | $8,225 | $2,805+193.2% | $4,608+78.5% | $1,899+333.2% |
| Participant deferral / active EE | $6,741 | $5,042+33.7% | $6,026+11.9% | $3,046+121.3% |
| Admin fee / account holder | $3 | $105-96.7% | $8,175-100.0% | $91-96.2% |