Filed November 25, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
SAGEVIEW ADVISORY GROUP, LLC8+ years Filed as: SAGEVIEW ADVISORY GROUP Service code 16 · EIN 33-0818667 | Consulting | $115,000 |
MAYER HOFFMAN MCCANN P.C.8+ years Filed as: MAYER HOFFMAN MCCANN PC Service code 10 · EIN 43-1947695 | Accounting | $35,279 |
ROPES & GRAY LLP4 years Filed as: ROPES & GRAY, LLP Service code 29 · EIN 04-2233412 | Legal | $20,028 |
TIAA7 years Service code 37 · EIN 13-1624203 | Loan Processing | $3,175 |
Filed as: FIDELITY INVESTMENTS Service code 37 · EIN 04-2647786 | Loan Processing | -$791,827 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $187,254 | $95,445+96.2% | $60,919+207.4% | $78,104+139.7% |
| Participation rate | 37.5% | 72.5%-35.0pp | 73.1%-35.6pp | 74.5%-37.0pp |
| Annual return | -12.76% | -12.21%-0.5pp | 16.98%-29.7pp | 10.90%-23.7pp |
| Employer contribution / active EE | $4,551 | $3,900+16.7% | $2,704+68.3% | $3,128+45.5% |
| Participant deferral / active EE | $5,017 | $4,558+10.1% | $3,814+31.5% | $5,089-1.4% |
| Admin fee / account holder | $18 | $46-61.2% | $3,226-99.5% | $79-77.5% |