Filed May 12, 2022 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Participan... | $50,403 |
Filed as: FIDELITY INVESTMENTS Service code 37 · EIN 04-2647786 | Loan Processing | $5,821 |
Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $80,230 | $87,173-8.0% | $59,887+34.0% | $75,289+6.6% |
| Participation rate | 65.0% | 74.5%-9.5pp | 74.7%-9.7pp | 72.4%-7.5pp |
| Annual return | -4.57% | -2.14%-2.4pp | 3.46%-8.0pp | -0.04%-4.5pp |
| Employer contribution / active EE | $2,412 | $3,473-30.5% | $2,722-11.4% | $2,405+0.3% |
| Participant deferral / active EE | $2,212 | $3,379-34.5% | $3,402-35.0% | $3,739-40.8% |
| Admin fee / account holder | $234 | $75+213.4% | $3,591-93.5% | $102+129.0% |