Filed November 3, 2020 (most recent of 5 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: RAYMOND JAMES & ASSOCIATES INC Service code 27 · EIN 59-1237041 | Advisory (Plan) | $17,500 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$14,362 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $93,924 | $45,602+106.0% | $117,529-20.1% | $66,949+40.3% |
| Participation rate | 57.4% | 57.6%-0.2pp | 70.6%-13.2pp | 69.8%-12.4pp |
| Annual return | -15.69% | -16.74%+1.0pp | 29.77%-45.5pp | 1.57%-17.3pp |
| Employer contribution / active EE | $2,325 | $1,579+47.2% | $4,179-44.4% | $2,545-8.7% |
| Participant deferral / active EE | $4,167 | $2,845+46.5% | $4,072+2.3% | $4,239-1.7% |
| Admin fee / account holder | $285 | $661-56.9% | $5,645-95.0% | $594-52.0% |