Filed November 3, 2020 (most recent of 5 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: RAYMOND JAMES & ASSOCIATES INC Service code 27 · EIN 59-1237041 | Advisory (Plan) | $13,125 |
Service code 37 · EIN 04-2647786 | Loan Processing | $5,406 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $79,762 | $46,722+70.7% | $130,660-39.0% | $65,186+22.4% |
| Participation rate | 51.1% | 60.9%-9.8pp | 71.7%-20.7pp | 70.2%-19.1pp |
| Annual return | 22.73% | 24.17%-1.4pp | 1709.29%-1686.6pp | 29.39%-6.7pp |
| Employer contribution / active EE | $2,231 | $1,488+50.0% | $4,092-45.5% | $2,177+2.5% |
| Participant deferral / active EE | $3,430 | $2,545+34.8% | $3,603-4.8% | $3,514-2.4% |
| Admin fee / account holder | $145 | $453-68.0% | $5,463-97.4% | $847-82.9% |