Retirement plan

H.H. BROWN SHOE COMPANY, INC. 401(K) PLAN FOR WHOLESALE EMPLOYEES

Name: H.H. BROWN SHOE COMPANY, INC. - H.H. BROWN SHOE COMPANY, INC. 401(K) PLAN FOR WHOLESALE EMPLOYEES (2021) Form 5500
Creator: H.H. BROWN SHOE COMPANY, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, H.H. BROWN SHOE COMPANY, INC. 401(K) PLAN FOR WHOLESALE EMPLOYEES, H.H. BROWN SHOE COMPANY, INC.

H.H. BROWN SHOE COMPANY, INC.EIN 04-1127910Plan #001PY 2021

124 WEST PUTNAM AVENUE - GREENWICH, CT 06830203-661-2424

Other plans on this EIN

1 filing

#002Retirement-$3.2M assets

Prospect flagsRecently cancelled planLow returnsWind-down / frozen

How to read this page

Total assets (EOY)

-100.0% from 2016

Total participants

-100.0% from 2016

Average account balance

-100.0% from 2016

Annual return

-97.73%

-103.90 pp from 2016

Benchmarks

See 22,587 peers

Peer group

Industry42 - Wholesale Trade

Plan typeDefined contribution

Participants<25

Cohort22,587 peers

Snapshot2021

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

Not enough data

0 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

0 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

Not enough data

0 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$3.41M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

Not enough data

0 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

-97.73%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
MASSACHUSETTS MUTUAL LIFE INS. CO.1 year Filed as: MASSACHUSETTS MUTUAL LIFE INS CO Service code 52 · EIN 04-1590850	Indirect Investment Fees	$167,222
USI CONSULTING GROUP1 year Filed as: USI ADVISORS INC Service code 27 · EIN 06-1397347 95 GLASTONBURY BLVD · GLASTONBURY, CT 06033	Advisory (Plan)	$43,473
GREAT-WEST LIFE & ANNUITY INSURANCE1 year Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111	Recordkeeping Fees	$30,867
MARCUM LLP1 year Filed as: MACUM LLP Service code 50 · EIN 11-1986323	Direct Payment	$24,000

Plan features & details

Pension benefit codes2E2F2G2J2K2T2S3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

3 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.
InformationalWind-down / frozen
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
InformationalRecently cancelled plan
Plan reported a final filing / termination within the last year.

Expense breakdown

Schedule H Part II

Admin total

$266K

Contract admin$266K100.0%

% of EOY assets

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: MARCUM, LLP
Auditor EIN: 111986323
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$176,794-100.0%

$146,647-100.0%

$167,553-100.0%

Participation rate

0.0%

83.6%-83.6pp

80.1%-80.1pp

82.1%-82.1pp

Annual return

-97.73%

24.04%-121.8pp

22.75%-120.5pp

478.89%-576.6pp

Employer contribution / active EE

$5,161-100.0%

$4,137-100.0%

$4,840-100.0%

Participant deferral / active EE

$6,440-100.0%

$5,506-100.0%

$6,343-100.0%

Admin fee / account holder

$13,262-100.0%

$10,281-100.0%

$12,316-100.0%

Provider

Service type

Compensation

MASSACHUSETTS MUTUAL LIFE INS. CO.1 year

Filed as: MASSACHUSETTS MUTUAL LIFE INS CO

Service code 52 · EIN 04-1590850

Indirect Investment Fees

$167,222

USI CONSULTING GROUP1 year

Filed as: USI ADVISORS INC

Service code 27 · EIN 06-1397347

95 GLASTONBURY BLVD · GLASTONBURY, CT 06033

Advisory (Plan)

$43,473

GREAT-WEST LIFE & ANNUITY INSURANCE1 year

Service code 64

8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111

Recordkeeping Fees

$30,867

MARCUM LLP1 year

Filed as: MACUM LLP

Service code 50 · EIN 11-1986323

Direct Payment

$24,000

H.H. BROWN SHOE COMPANY, INC. 401(K) PLAN FOR WHOLESALE EMPLOYEES

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

H.H. BROWN SHOE COMPANY, INC. 401(K) PLAN FOR WHOLESALE EMPLOYEES

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion