Filed August 31, 2020 (most recent of 5 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Account m... | $153,690 |
MMA SECURITIES LLC1 year Filed as: MMA SECURITIES, LLC Service code 27 · EIN 22-3570392 | Advisory (Plan) | $30,000 |
GRAY, GRAY & GRAY3+ years Service code 10 · EIN 04-2088368 | Accounting | $20,188 |
NFP RETIREMENT INC3+ years Filed as: NFP ADVISORY SERVICES, LLP Service code 27 · EIN 74-2794194 | Advisory (Plan) | $11,250 |
MID ATLANTIC CAPITAL CORPORATION3+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $118,294 | $81,537+45.1% | $149,721-21.0% | $69,631+69.9% |
| Participation rate | 98.1% | 86.1%+12.0pp | 87.1%+11.0pp | 70.7%+27.4pp |
| Annual return | 10.52% | 22.79%-12.3pp | 1501.67%-1491.1pp | 27571.02%-27560.5pp |
| Employer contribution / active EE | $6,459 | $3,239+99.4% | $5,444+18.6% | $2,032+217.9% |
| Participant deferral / active EE | $5,498 | $4,994+10.1% | $6,568-16.3% | $3,224+70.5% |
| Admin fee / account holder | $465 | $107+334.8% | $11,282-95.9% | $110+320.7% |